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New York Codes, Rules and Regulations


Appendix 1 - Performance review of M/C faculty term appointments

Effective Date


APPENDIX 1

Performance Review of M/C Faculty Term Appointments

The performance of M/C faculty serving term appointments shall be reviewed

to determine if the term should be renewed. Such reviews may be conducted

at any time during the appointment term at the discretion of the Associate

Director of Clinical Affairs, but all five year term appointments shall be

reviewed prior to the completion of the fourth year of the term.

Such reviews will be conducted by the Roswell Park Clinical Appointments

and Promotions (CAP) Committee, which will consist of seven members

appointed by the Associate Director for Clinical Affairs with concurrence

by the CEO. Members will be full-time professors or associate professors

on the RPCI faculty and will serve three year terms, renewable for one

additional consecutive three year term. Five clinical and one scientific

faculty will compose the CAP Committee.

The members of the CAP Committee will be chosen by the Associate Director

for Clinical Affairs from the following:

o Two members selected from a list of six submitted by the clinical

chairs.

o Three members selected from a list of nine submitted by the medical

staff.

o One scientific member selected from a list of three submitted by the

scientific chairs.

o One chairperson selected by the Associate Director for Clinical

Affairs.

The operating procedures will be developed by the CAP Committee and the

Associate Director for Clinical Affairs with the approval of the RPCI CEO.

The CAP Committee shall be responsible for ensuring that only competent

and effective faculty are recommended for renewal of term appointments.

The CAP Committee shall consider in the review, the recommendation of the

appointee's Department chairperson (or the Associate Director of Clinical

Affairs if the appointee is a department chairperson) concerning the

appointee's job performance and the evaluation of the RPCI Medical Staff

Credentials committee regarding hospital privileges. The CAP Committee

shall consider job performance under the following factors:

1. the extent and quality of clinical, research, educational and

administrative activities;

2. academic and scholarly productivity as measured by the quality of

publications, success in obtaining peer-reviewed research support, and

recognition of the scientific community outside of the Institute;

3. effectiveness of interaction with other Institute departments and

disciplines that promote programs in areas of high priority to the

Institute;

4. service on Institute committees, participation in community outreach

and other professional services to the community; and

5. performance in leadership roles that foster the goals of the

Institute.

The Associate Director for Clinical Affairs shall solicit confidential

letters from six senior faculty, three outside the Institute and three

from within RPCI, but from departments other than the appointee's home

department, providing comments addressing the appointee's performance.

Outside letters should be from peers knowledgeable in the field of the

appointee. The CAP Committee and/or CEO may request additional outside

letters if deemed necessary. To facilitate the review, the CAP Committee

with the concurrence of the Associate Director of Clinical Affairs and at

the discretion of the CEO may waive the requirement for outside letters.

Recommendations of the CAP Committee will be made to the Associate

Director for Clinical Affairs, who will communicate in writing his

recommendations, together with the CAP Committee recommendations, to the

CEO. In cases where the CAP Committee recommends renewal of a term

appointment, the CAP Committee shall also recommend the period of the term

which may be up to five years.

To be awarded a five year term, special qualifications are required in

addition to fulfilling all criteria for the specific rank of professor.

Clinical productivity, didactic and bedside teaching, research

achievements (grant awards, investigative papers, manuscripts) and

leadership will be specifically considered along with the review factors

listed in this Appendix and five year renewals will only be awarded by

RPCI in recognition of outstanding value and contributions to RPCI.

With respect to any recommendation of the CAP Committee, the CEO may:

accept the recommendation, reject the recommendation, or modify the

recommendation. If there is no appeal as provided in this Appendix, the

CEO's decision is the final decision.

If the term appointment is not renewed, the individual may appeal to a

grievance committee which shall consist of three full-time RPCI faculty at

the professor or associate professor level who are not CAP Committee

members or members of the grievant's department. The grievance committee

shall be appointed by the CEO for three years with one renewable three

year consecutive term based on recommendations of the Associate Director

for Clinical Affairs for the purpose of hearing grievances from M/C

faculty members. The committee shall offer the grievant an opportunity to

present an oral and/or written statement that indicates why the grievant

believes that under the job performance factors his/her term appointment

should be renewed.

The committee shall meet within ten days of the appeal and hear the

concerns of the grievant. The grievance committee shall give the grievant

a specified time in which to make any oral argument at such hearing. The

grievant shall be notified at least two days in advance of the hearing of

such specified time limit. The grievant may also submit a written

statement at such hearing. Within five days after the hearing is complete,

the committee, after a secret ballot, will render its decision to the CEO

in writing, indicating the vote and outlining the reasons for the

decision.

The CEO may accept, modify or reject the decision of the grievance

committee. This decision will constitute the conclusion of the grievance

procedures.