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New York Codes, Rules and Regulations


Section 128-2.9 - Hearings on cease and desist orders

Effective Date


128-2.9 Hearings on cease and desist orders.

(a) Any person who receives a cease and desist order may

request a hearing on the order by submitting a petition in writing to the

Commissioner and to the Office of Administrative Trials and Hearings (OATH]

within seven (7) days of receipt of the cease and desist order. The

petition for a hearing shall state the name and address of the petitioner

and shall include a short and plain statement of the matters to be

adjudicated, identifying the activity that is the subject of the order, the

location of the activity, and the date of the cease and desist order. A

copy of the order shall be attached to the petition. In addition, a

completed OATH intake sheet shall be included with the petition. Blank

intake sheets are available from the Department.

(b) Upon receipt of the petition for a hearing, OATH shall

schedule a hearing promptly in the district of the Department where the

activity that is the subject of the order allegedly occurred, and at a time

and date which shall not exceed fifteen (15) days from the date of receipt

by OATH of the petition for a hearing unless the parties and the ALJ agree

to another location and date, except that hearings may be held at the

Department's offices in Valhalla, New York for petitions relating to

regulated activities in the East of Hudson watershed and at the Department

s offices in Kingston, New York for petitions relating to regulated

activities in the West of Hudson watershed. Notice of such hearing shall

be provided in writing to the petitioner and to the Department.

(c) A petition for a hearing shall not stay compliance with

the cease and desist order, and it shall continue to be the duty of the

petitioner to discontinue the activity pursuant to the terms of the order.

Failure to do so shall be a violation of the order and these rules and

regulations.

(d) At the hearing, the petitioner shall have the burden of

proving that the activity that is the subject of the order does not come

within the provisions of sections 128-2.1(a)(5) and 128-2.7(a)(5) of these

rules and regulations.

(e) The failure of the petitioner to appear at the time,

date and place set forth in the notice of hearing shall constitute a

default of the right to a hearing on the cease and desist order. The

Department shall provide a notice of default in writing to the petitioner

within five (5) days of the petitioner's failure to appear.

(f) The hearing shall be held before an ALJ. The ALJ shall

cause a record of the hearing to be made, and shall make a report to the

Commissioner within ten (10) days of the close of the hearing record,

setting forth the appearances, the relevant facts and arguments presented

at the hearing, findings of fact and conclusions of law, and a

recommendation as to whether the order should be continued, modified or

vacated and the reasons therefor. Transcripts of the record of the hearing

shall be made available at the petitioner's request and expense.

(g) Within ten (10) days of receipt of the recommendation

of the ALJ, the Commissioner may continue, vacate, or modify the order. If

the Commissioner does not act, the ALJ's recommendation shall be deemed

adopted.

(h) The results of the hearing on the cease and desist

order shall be without prejudice to the right of a person to apply for an

approval or variance for a regulated activity under these regulations, and

shall also be without prejudice to the authority of the Department or any

other person to take action on account of any violation of law, rule,

regulation or order arising out of the events, situations or circumstances

which led to the issuance of the order.